Consultant - Compliance Officer @ Reliance Commercial

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Consultant - Compliance Officer

Reliance Commercial
2 to 4 Yrs
Mumbai
5 years ago
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Job Description

Key Responsibilities:

Stay abreast with the latest regulatory developments that may affect the organizations business Ensure implementation and adherence to the compliance framework, circulars/guidelines issued by various regulatory bodies- RBI, SEBI & IRDA, etc.

Regularly evaluate current and future business activities related to compliance- policies, investments, partnerships, etc.

Develop and oversee the effective implementation of control systems to prevent violations against external guidelines and internal policies

Conduct internal reviews or audits to ensure compliance with procedures and policies Arrange for stamp papers and notarization of various documents as per requirement

Responsible for vetting of policies, agreements, etc. related to compliance

Ensure all reporting requirements with regulatory authorities within the timelines prescribed.

Facilitate and Co-ordinate with all regulators and assist them with all audit purposes.

Update and escalate the teams with prospective compliance issues and ensuring resolution.

Well versed with RBI compliances.

Performance Indicators

Return Submission and monitoring

Monitoring Compliance with RBI Guidelines

RBI Inspection and Compliance Board /ACB related compliance

Management of Customer Complaints received through RBI

Total Work experience: 2+

Role Type : Contractual

Qualifications: CS (Mandatory) and LLB(Optional)

Employement Category:

Employement Type: Contract
Industry: Banking / Financial Services
Role Category: Company Secretary
Functional Area: Not Applicable
Role/Responsibilies: Consultant - Compliance Officer

Contact Details:

Company: Reliance Commercial
Location(s): Mumbai

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Preferred City (* max. 2 w/comma)

Designation / Expected Role

Current / Recent Company (*)

Experience (*)

Expected Salary (*)

Desired Industry (*):

Functional area / Department (*):

Enter Skills (key skills, subjects, technologies & roles to use in search)

Write briefly about yourself, your experience and education (*)

Attach ResumeMax 2.38 MB (RTF, PDF, DOC, DOCX formats only parsed)

Please, check the file size and type.

Add social media [ + ]

Create password

I agree with website service terms and conditions

Reliance Commercial

About Reliance MoneyIn the rapidly progressing Indian economy, every individual plays a crucial role in driving growth. But despite the commendable contribution to the Nation's economy, a majority of Indians do not get access to formal sources of funds. We are here to enable the growth of every in...

Consultant - Compliance Officer @ Reliance Commercial

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