Senior Manager/Chief Manager @ Reliable Allied

Job Description

Need Senior Manager/Chief Manager - Compliance for Finance in a reputed Life insurance company Mumbai.

Location- Mumbai

CTC-20 lacs

Experience-9+ Years

Qualifications: Law Graduate/Post Graduate in Commerce

Job Purpose: To establishing an effective Compliance framework with an aim to ensure compliant free environment within an organization and to act as a custodian of compliance management and

inculcate the compliance environment within an organization.

Key Responsibilities:

To Ensure effective implementation of Compliance Management Framework within an organization through timely implementation and monitoring of all regulatory requirements

To Analyze and comment on draft regulations and circulars issued by regulators

To Manage regulatory change management by carrying out impact analysis of new laws and regulations and ensuring their dissemination and implementation by the various functions

To Ensure frame operational processes and policies in co-ordination with the respective functions

To Handle escalated complaints effectively and implementing the Publication Review Process

To Monitor and assess the compliance health of the company through periodic process reviews on a sample basis

To Ensure Product && Marketing Compliance by participating in the process for designing, drafting, and reviewing of product documentation (Policy Document) and marketing collateral

To Advising the Distribution team on all legal and regulatory requirements and the expected levels of conduct

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