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Compliance and Operations - VP-Equity Markets @ Softtek

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 Compliance and Operations - VP-Equity Markets

Job Description

    A Full Service Discount broker is hiring for VP- Compliance and Operations Job Location - Agra Mandatory to Have: #Compliance Experience in #StockMarkets Job Responsibilities A key operations team member who would take the care of DP operations, Compliance , legal and KYC department Managing a team of 8-10 persons comprising DP operations , Compliance , legal and KYC team Managing day to operations relating to DP operations , Compliance team , legal & KYC team Study the exchange compliance from time to time and implement them Problem solving of issues relating to the team Getting the exchange inspection conducted and coordinating with the exchange officials and lawyers from time to time,

Employement Category:

Employement Type: Full time
Industry: BFSI
Role Category: Not Specified
Functional Area: Not Specified
Role/Responsibilies: Compliance and Operations - VP-Equity Markets

Contact Details:

Company: Moneylicious
Location(s): Agra

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Softtek

About Softtek: Softtek is over 30 years old Mexico based Software Company with around 8000 employees. We have 39 offices in North America, Latin Europe and Asia with 10 Global Delivery Centers in the US, Mexico, China, Brazil, Argentina, Spain and India. We have around 300 customers in over 29 count...

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