This opportunity is with Leading stock broking company for Goregaon location.
Job Description:
Visiting Kotak Securities Branches and Authorized Persons offices in the region
Handling and supervision of internal investigations of all reported and suspected fraud incidences, misconduct, policy/procedure breaches and timely issuance of reports.
Develop new audit programs to ensure adequate Internal controls.
Make recommendations about policies, red flag indicators and audit triggers.
Investigate and assess alerts for potential risks.
Maintain a current understanding of transaction risk, including policies, procedures, regulations, and developing trends.
Identifying systemic procedural weaknesses and additional training/certification requirements
Voice recording review.
If interested, kindly share CVs on hidden_email
Keyskills: risk risk management risk analysis internal control