Compliance Manager - Bengaluru/Bangalore
- Alice Blue Financial
- 2 - 4 years
- Bengaluru
- 5 years ago
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Job Description
- Performing the full audit cycle including risk management and control management over operations' effectiveness, financial reliability and compliance with all applicable directives and regulations.
- Determining internal audit scope and developing annual plans
- Obtaining,analyzing and evaluating accounting documentation, reports, data, flowcharts etc
- Identify loopholes and recommend risk aversion measures
- Maintain open communication with management and audit committee
- Conduct follow up audits to monitor management's interventions
- Engage to continuous knowledge development regarding sector's rules, regulations, best practices, tools, techniques and performance standards
- Assist team and Coordinate and work along with the field internal auditors and drafting audit reports
- Follow up with Business team/other departments on action plan implementation
- Constant updates on Internal audit observations and implementation status with Senior Manager
- MIS preparation and submission to the stake holders within time
- Provide value-added advice and support to various departments on the creation or modification of policies, processes, products or services to ensure an appropriate level of internal control and compliance is maintained
Job Classification
Industry: Banking, Financial Services, BrokingFunctional Area: Financial Services, Banking, Investments, Insurance,
Role Category: Operations/Processes/Finance/Legal
Role: Operations/Processes/Finance/Legal
Employement Type: Full time
Education
Under Graduation: Any Graduate in Any SpecializationPost Graduation: Any Postgraduate in Any Specialization, Post Graduation Not Required
Doctorate: Doctorate Not Required, Any Doctorate in Any Specialization
Contact Details:
Company: LICE BLUE COMMODITIES PVT LTDAddress: No 153/2 3rd Floor MRB Arcade Bagalur Main Road Dw, araka Nagar Yelahanka Bengaluru 560063, BANGALORE, Karnataka - 560063,India
Location(s): Bengaluru
Website: https://www.aliceblueonline.com/
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Keyskills: Internal Audit MIS Preparation Accounting Compliance Management Management Audit
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₹ 2,00,000 - 4,00,000 P.A
Alice Blue Financial
Started in the year 2006, Alice Blue acquired a name of trust through Commodity Broking and later forayed into equity and currency segments. Alice Blue was founded with the underlying philosophy to serve Indian Traders and Investors by providing world class broking service at very low cost. We at Al...
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